Articles about Securities and Exchange Commission

Personal Profits - 1-1-2004

MUTUALLY CONFUSING Lately we’ve finally seen some positive financial news: The U.S. economy is on the rise. If some recent mutual fund advertising is to be believed, the economy is, in fact, skyrocketing. Don’t necessarily belie...

Article Excerpts:

• ...that, at the very least, creates confusion. The Securities and Exchange Commission, in fact, responded to the new wave of ads by...

Con Men And Heroes - 3-15-2001

Great spring reads, including The Street, by Lee Gruenfield, and No End Save Victory, edited by Robert Crowley. and Geoffrey Norman

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• ...wants a piece. Except Jubal Thurgren, the Securities and Exchange Commission investigator who wants Hanley — all of...

Personal Profits - 6-1-2002

A PROXY PRIMER Got the post-Enron jitters? Crave insight into the companies whose stock you hold? Then don’t throw away those snooze-inducing proxy statements. “If you don’t pay attention to these statements, you can get in trouble,”...

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• ...ourselves.” WANT MORE? Visit the Securities and Exchange Commission’s EDGAR site ( www.freeedgar.com ) for...

What Makes The Big Board Tick - 12-1-2003

Ever wonder what goes on before the opening bell, behind the shouting traders, and after your broker goes to sleep? We went behind the scenes to find out.

Article Excerpts:

• ...are heavily regulated. At press time, the Securities and Exchange Commission and the NYSE were investigating whether some...

10 To Watch - 2-1-2004

they're leading MCI and the SEC, building smart chips and supercomputers and spacecraft. they're 10 people who should be on your radar screen this year.

Article Excerpts:

• ...leading MCI and the Securities and Exchange Commission, building smart chips and supercomputers and...


• ...leadership and austerity; bonding with the Securities and Exchange Commission-appointed watchdog; crafting a bankruptcy-reorg...


• ...Securities and Exchange Commission Why Watch? Securities and Exchange Commission chief faces a raft of problems in cleaning up...

Film Investment — A Capital Idea - 5-15-2004

Film Investment A Capital IdeaEveryone has watched some wretched turkey of a movie or its first 10 minutes and asked in wonder: "Who put up millions of dollars for this?" The stereotyped movie moneyman may be a cigar-wielding mogul in a silk smo...

Article Excerpts:

• ...Capital later amended its filings with the Securities and Exchange Commission and returned investors’ money, but...

You Are What You - 6-1-2004

DRIVE Match your job and budget with this seasons hottest new autos.

Article Excerpts:

• ...that kept you looking good, even with Securities and Exchange Commission investigators and 60 Minutes hot on your tail.